To You, the Clients of Our Advisors

Although we directly serve your financial advisor, all our market research, industry insight, product due diligence, and advanced technology are ultimately focused on you, the client, and the loved ones you are investing for. And we never forget that.



You deserve the confidence that comes from working with a trusted financial advisor. And you are. We know because we deliver the resources your advisor needs to best serve you. Drawing on our technology, research and culture of risk management, your advisor is free to choose investments that represent legitimate opportunities for you, are based on well-understood economic models, and carry strong economic merit within the current market.

How we support your advisor

Financial Solutions

Our diverse offerings help your advisor select those that best suit your needs.

Network of Support & Services

Our services allow your advisor to focus more on your financial goals.

Investment Protection

Our regulatory supervision, guidance and training focus on protecting you and your investments.

Tools & Technology

Our tools enable your advisor to build your wealth and plan your legacy.

Meet the Cetera Financial Specialists Executive Team

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Gregg Ruvoli
President & Chief Executive Officer
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Brian Haley
Chief Compliance Officer
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Jon Rothenberg
Head of Operations
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Ron Krueger
Vice President, Business Development
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Patty Ahern
Director, Advisor Relations
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Michael Chudnoff
Director, Business Development

Meet the Cetera Investment Management Team

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Gene Goldman, CFA
Chief Investment Officer & Director of Research
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Brian Klimke, CFA
Investment Director
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Hristo Stefanov, CFA, CAIA
Investment Director
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Richard Anderson
Investment Director
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Collin Martin, CFA
Senior Investment Analyst
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Vaishali Kothari
Senior Investment Analyst
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Joseph Corsini
Senior Investment Analyst
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Natalia Reshetova
Senior Investment Analyst
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Shannon Otterbeck
Director, Research Strategy and Development
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Edgar "EJ" Vicente

Investor Information and Disclosures

Consumer Privacy Notice

Privacy Policy

Business Continuity Plans

529 Plan Disclosure

Insurance Agency Compensation

Advisory Services Disclosure

Order Routing Disclosure

Strategic Partners

FlexInsured Account®

Insured Deposit Sweep Account


Retirement Partners

Legal Notices

Cetera Investment Advisors ADV 2A

Cetera Financial Specialists Sweep Program

Things to Consider Before Making an IRA Rollover Brochure

Commission and Fee Schedule

Investor Relationship and Investment Information

As the premier independent broker-dealer focused on building the practices of independent tax and accounting professionals like you, Cetera Financial Specialists has a unique perspective on what it takes to help you thrive in today's ultra-competitive marketplace. We deliver the technology, insight, support and expertise you need not only to provide the highest level of service to your clients, but also to help you build the business you want and achieve your vision of success.

Securities offered through Cetera Financial Specialists LLC (doing insurance business in CA as CFGFS Insurance Agency LLC), member FINRA/SIPC. Advisory services are offered through Cetera Investment Advisers LLC, a registered investment adviser. Advisory services may only be offered by investment adviser representatives in conjunction with the firm advisory services agreement and disclosure brochure as provided. Cetera firms are under separate ownership from any other named entity. Investments are: • Not FDIC/NCUSIF insured • May lose value • Not financial institution guaranteed • Not a deposit • Not insured by any federal government agency