To You, the Clients of Our Advisors

Although we directly serve your financial advisor, all our market research, industry insight, product due diligence, and advanced technology are ultimately focused on you, the client, and the loved ones you are investing for. And we never forget that.

Welcome

YOU’RE WORKING WITH ONE OF THE BEST ADVISORS IN THE BUSINESS

You deserve the confidence that comes from working with a trusted financial advisor. And you are. We know because we deliver the resources your advisor needs to best serve you. Drawing on our technology, research and culture of risk management, your advisor is free to choose investments that represent legitimate opportunities for you, are based on well-understood economic models, and carry strong economic merit within the current market.

How we support your advisor

Financial Solutions

Our diverse offerings help your advisor select those that best suit your needs.

Network of Support & Services

Our services allow your advisor to focus more on your financial goals.

Investment Protection

Our regulatory supervision, guidance and training focus on protecting you and your investments.

Tools & Technology

Our tools enable your advisor to build your wealth and plan your legacy.

Meet the Cetera Financial Specialists Executive Team

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Gregg Ruvoli
President & Chief Executive Officer
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Brian Haley
Chief Compliance Officer
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Jon Rothenberg
Head of Operations
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Ron Krueger
Vice President, Business Development
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Patty Ahern
Director, Advisor Relations
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Michael Chudnoff
Director, Business Development

Meet the Tower Square Research Team

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Craig E. Columbus
President
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Jeffrey J. Mindlin, CFA
Executive Director & Co-Chief Investment Officer
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Gene Goldman, CFA
Director of Research & Co-Chief Investment Officer
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Lon J. Gerber
Chief Operating Officer
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Barton T. Liro
Investment Director
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​Brian D. Wright, CFA
Senior Portfolio Manager
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Collin Martin, CFA
Portfolio Manager
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Suehyun Kim
Investment Research Director
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Hristo Stefanov, CFA, CAIA
Investment Research Director
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Brian Klimke, CFA
Investment Research Director
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Richard Anderson
Investment Research Director

Investor Information and Disclosures

Cetera Financial Specialists Privacy Policy

Online Privacy Policy

Internet Security Statement

Business Continuity Plans

529 Plan Disclosure

Insurance Agency Compensation

FINRA Rules 2090 & 2111

Advisory Services Disclosure

Mutual Fund Important Disclosure

Order Routing Disclosure

Strategic Partners

FlexInsured Account®

Variable Annuity Important Disclosures

Compensation

Retirement Partners

Legal Notices

Cetera Investment Advisors ADV 2A

Cetera Financial Specialists Sweep Program

As the premier independent broker-dealer focused on building the practices of independent tax and accounting professionals like you, Cetera Financial Specialists has a unique perspective on what it takes to help you thrive in today's ultra-competitive marketplace. We deliver the technology, insight, support and expertise you need not only to provide the highest level of service to your clients, but also to help you build the business you want and achieve your vision of success.